🚨 SMALL CAP SIREN

The SEC's distress filings for small caps, in your inbox by 7 AM ET.

Delisting notices, auditor changes, restatements, going-concern language and bankruptcies, pulled from SEC EDGAR every weekday. Each one gets a short factual line and a link to the source filing. No hot takes, no picks.

What's in each issue

• Notable today: bankruptcies, auditor dismissals and similar filings, listed first
• 8-K Item 3.01: listing-rule deficiency and delisting notices, with the rule and deadline the filing gives (merger delistings excluded)
• 8-K Item 4.01: auditor changes
• 8-K Item 4.02: non-reliance on prior financials (restatements)
• 8-K Item 1.03: bankruptcy or receivership
• 10-K/10-Q: going-concern language, with first-time warnings flagged separately
• Filtered to companies with last reported public float under $2B

Pick your delivery time

It arrives at 7:00 AM ET by default. You can switch to 6:00, 6:30, 7:30, 8:00 or 9:00 AM ET from the manage-subscription link in any issue.

Unsubscribing & cancelling

Every issue has a one-click unsubscribe link, and your email app's Unsubscribe button works too. Once paid tiers exist, you'll cancel online in one click: no calls, no forms, no hoops.

Where the data comes from

Filings come from the SEC's public EDGAR system. Summaries are extracted by software and can be incomplete or wrong; prices and market caps are delayed and come from third-party sources. Always read the original filing, which is linked in every line.